Potomac Analytics' Logo

FINRA Awards for Michael Schwartz

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0121512/16/2020Claimant(s): Michael Schwartz
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Alice E. Winkler
Hearing Site: New York, NY
20-0119711/18/2020Claimant(s): Michael Schwartz
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Northwestern Mutual Investment Services
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
13-0255008/11/2014Claimant(s): Michael Schwartz
Claimant Lawyers(s): Michael Gerald Schwartz
Respondent(s): Kerry Dukes, Ardour Capital Investments
Respondent Lawyers(s): Kerry J. Dukes
Arbitrator(s): David S. Billet
Hearing Site: New York, NY

3 Results

Display: