19-00322 | 02/23/2024 | Claimant(s): Griffin Financial Group Claimant Lawyers(s): Daniel B. Huyett Respondent(s): F.N.B. Corporation, First National Bank of Pennsylvania Respondent Lawyers(s): Michael E. Blumenfeld Arbitrator(s): James Gregory Yawman, Daniel J. Donovan Hearing Site: Baltimore, MD
| | |
19-03404 | 03/21/2022 | Claimant(s): Frank B Hannah Sr. Claimant Lawyers(s): Luke Rommel Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Truitt Respondent Lawyers(s): Tara A. LaClair Arbitrator(s): Daniel J. Donovan, Richard E. Lauziere, Tina E. Patterson Hearing Site: Baltimore, MD
| | Expungement |
15-00876 | 04/21/2016 | Claimant(s): Lewis Roberts Claimant Lawyers(s): Donald J. McCartney Respondent(s): PNC Investments Respondent Lawyers(s): Gary J. Lieberman Arbitrator(s): Daniel J. Donovan, Emily Eiselman Hunter, James Drew Butler Hearing Site: Baltimore, MD
| | |
09-02316 | 03/09/2011 | Claimant(s): Jay Wilen, Robert Paff Claimant Lawyers(s): David W. Erb Respondent(s): AXA Advisors, AXA Network Respondent Lawyers(s): Kenneth O'Connor Arbitrator(s): Daniel J. Donovan, Sandra Lee Dolan, William O. SanFord Hearing Site: Baltimore, MD
| | |
09-03062 | 06/03/2010 | Claimant(s): James A. Dixon Testamentary Trust Claimant Lawyers(s): Michael Dixon Respondent(s): Keith Steiner, UBS Financial Services Inc. Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Herbert B. Williams, Daniel J. Donovan, Arlene J.M. Grant Hearing Site: Baltimore, MD
| | Lack Jurisdiction (Rule 12200/12201) |