Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-03062 | 06/03/2010 | Claimant(s): James A. Dixon Testamentary Trust Claimant Lawyers(s): Michael Dixon Respondent(s): Keith Steiner, UBS Financial Services Inc. Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Herbert B. Williams, Daniel J. Donovan, Arlene J.M. Grant Hearing Site: Baltimore, MD |  | Lack Jurisdiction (Rule 12200/12201) |
| 08-03597 | 10/05/2009 | Claimant(s): Penson Financial Services. Claimant Lawyers(s): Jeff Logan Respondent(s): Aaron Holland Respondent Lawyers(s): Aaron Holland Arbitrator(s): Herbert B. Williams, Thomas E. Maloney, Joan M. Smith Hearing Site: Baltimore, MD | |