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FINRA Awards for Thomas E. Maloney

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0285308/17/2010Claimant(s): Richard Osman
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): James Weslow, Richard Plant
Respondent Lawyers(s): Edward E. Sharkey
Arbitrator(s): Richard A Compisi, Gordon M. Wase, Thomas E. Maloney
Hearing Site: Baltimore, MD
08-0359710/05/2009Claimant(s): Penson Financial Services.
Claimant Lawyers(s): Jeff Logan
Respondent(s): Aaron Holland
Respondent Lawyers(s): Aaron Holland
Arbitrator(s): Herbert B. Williams, Thomas E. Maloney, Joan M. Smith
Hearing Site: Baltimore, MD
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07-0136407/14/2008Claimant(s): Garland O. and Antoinette P. Williamson
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): Stanley Laman Group Securities
Respondent Lawyers(s): William G. Stanley
Arbitrator(s): William P. Borduin, Brenda J. Stovall, Thomas E. Maloney
Hearing Site: Baltimore, MD
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