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FINRA Awards for Erin Weesner-McKinley

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0207007/03/2018Claimant(s): Jenny Chu, Kenneth Jo
Claimant Lawyers(s): Sylvia M Scott
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Erin Weesner-McKinley
Arbitrator(s): John Alen DeRosa, Michael M. Hachigian, Robert Ronne
Hearing Site: Los Angeles, CA
17-0053212/28/2017Claimant(s): Aaron Delsignore
Claimant Lawyers(s): Cory Braddock
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Erin Weesner-McKinley
Arbitrator(s): Michael John Florio
Hearing Site: Las Vegas, NV
16-0086011/23/2016Claimant(s): Joshua Schneider
Claimant Lawyers(s): George S. Mahaffey
Respondent(s): Jot Khalsa, UBS Financial Services Inc.
Respondent Lawyers(s): Erin Weesner-McKinley, Jot Kaur Khalsa
Arbitrator(s): Donald N. Tolin, Paul A. Krepinski, Michael Lancaster Garcia
Hearing Site: Albuquerque, NM
Expungement
15-0082906/16/2016Claimant(s): Judith De Anda, The Regina G. Doyle Separate Property Re
Claimant Lawyers(s): Judith De Anda
Respondent(s): UBS Financial Services Inc., Teresa Harmon
Respondent Lawyers(s): Erin Weesner-McKinley, Patrick R. Mahoney
Arbitrator(s): Alan M. Rosen, Steven A. Wawra, Karen J. Burneff
Hearing Site: Los Angeles, CA
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15-0149302/22/2016Claimant(s): Anita D'Aguilar, David Schachter
Claimant Lawyers(s): Christine A. Page
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Erin Weesner-McKinley
Arbitrator(s): Richard J. Stall
Hearing Site: Los Angeles, CA

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