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FINRA Awards for Stephen Overton

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0309206/15/2020Claimant(s): Stephen Overton
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
16-0310405/11/2017Claimant(s): Stephen Overton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL

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