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FINRA Awards for Paula Ellen Berg

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0091108/19/2022Claimant(s): Yehuda Lasry
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Andrew Melnick
Arbitrator(s): James Stanley Kozera, Paula Berg
Hearing Site: New York, NY
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19-0105802/25/2021Claimant(s): Randee Paston
Claimant Lawyers(s): Daniel J. Kaiser
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): Joan Maxine Secofsky, Roberta Wolf, Paula Ellen Berg
Hearing Site: New York, NY

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