Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01685 | 05/12/2023 | Claimant(s): Allan Babaian Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): National Securities Corporation, Joseph Stone Capital L.L.C. Respondent Lawyers(s): Damian Maggio, Emily A. Hayes Arbitrator(s): George G. Kurschner, David I. Stern, Philip Lindsay Bullen Hearing Site: Boca Raton, FL | ||
| 14-00125 | 06/04/2015 | Claimant(s): Harriett Finkel, Sidney Finkel Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Barth Satuloff, Joseph Benalt, David I. Stern Hearing Site: Boca Raton, FL |  | Expungement |
| 13-01227 | 05/22/2015 | Claimant(s): Michael S. Shaw IRA Rollover Claimant Lawyers(s): Seth E. Lipner Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Andrea M. Greene Arbitrator(s): Herbert Branitsky, David I. Stern, Mark A Bilawsky Hearing Site: Boca Raton, FL | | Expungement |