19-03059 | 06/01/2020 | Claimant(s): Eugene Millsap Claimant Lawyers(s): Andrea M. Greene Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Brock B. Gordon Hearing Site: Birmingham, AL
| | |
17-00750 | 02/16/2018 | Claimant(s): Elizabeth Nickens Claimant Lawyers(s): Michael A. Valenti Respondent(s): Christopher Bennett, J.J.B. Hilliard, W.L. Lyons Respondent Lawyers(s): Andrea M. Greene Arbitrator(s): Sharon R. Merriman, Barry Goldman, James E. Schlottmann Hearing Site: Louisville, KY
| | $445,000 |
15-00428 | 01/19/2016 | Claimant(s): Scott Blair Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Andrea M. Greene Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY
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13-01227 | 05/22/2015 | Claimant(s): Michael S. Shaw IRA Rollover Claimant Lawyers(s): Seth E. Lipner Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Andrea M. Greene Arbitrator(s): Herbert Branitsky, David I. Stern, Mark A Bilawsky Hearing Site: Boca Raton, FL
| | Expungement |
10-01604 | 09/06/2011 | Claimant(s): Connie Hage Claimant Lawyers(s): Steve Virgil Respondent(s): Larry James, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Andrea M. Greene, Kathryn L. Dietrich Arbitrator(s): Carl F. Bowmer Hearing Site: Raleigh, NC
| | $0 |