| 19-03059 | 06/01/2020 | Claimant(s): Eugene Millsap
Claimant Lawyers(s): Andrea M. Greene
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Brock B. Gordon
Hearing Site: Birmingham, AL
| | |
| 19-01314 | 02/07/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Victor L. Hayslip
Respondent(s): Eric Barbour
Respondent Lawyers(s): Eric Christopher Barbour
Arbitrator(s): Brock B. Gordon
Hearing Site: Atlanta, GA
| | |
| 15-03199 | 04/11/2019 | Claimant(s): Interactive Brokers LLC
Claimant Lawyers(s): David Luger
Respondent(s): Dr. Parbhur and Charanjit Singh, Brar Family Partnership, L.P.
Respondent Lawyers(s): Arthur M. Schwartzstein
Arbitrator(s): Neil T. Treger, Brock B. Gordon, Harold Craig Cohen
Hearing Site: Norfolk, VA
|  | $0 |
| 18-00623 | 03/07/2019 | Claimant(s): Deborah Debow
Claimant Lawyers(s): Ann Marie Fitz
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Robert H. Putnam, Michael J. Ahlstrom, Brock B. Gordon
Hearing Site: Columbia, SC
| | |
| 18-02241 | 02/19/2019 | Claimant(s): Ali Mahbod
Claimant Lawyers(s): Ali Mahbod
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Latoya C. Asia
Arbitrator(s): Brock B. Gordon
Hearing Site: Atlanta, GA
| | |
| 17-01354 | 02/20/2018 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael T. West
Respondent(s): John Kelley
Respondent Lawyers(s): John R. Kelley
Arbitrator(s): Steven P. Gregory, David A. Schuler, Brock B. Gordon
Hearing Site: Birmingham, AL
| | Expungement |
| 16-03011 | 02/01/2018 | Claimant(s): Karen Caldwell
Claimant Lawyers(s): Karen G. Caldwell
Respondent(s): Wells Fargo Advisors, Mary Stockinger
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Mary E. Woytek, Frank Samuel Perri, Brock B. Gordon
Hearing Site: Charlotte, NC
| | Expungement |
| 17-01791 | 12/22/2017 | Claimant(s): Javed Maniya
Claimant Lawyers(s): Javed Maniya
Respondent(s): Optionshouse
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Brock B. Gordon
Hearing Site: Charlotte, NC
| | $0 |
| 15-02953 | 10/25/2017 | Claimant(s): Arthur Goolsby, Benjamin Dumas, Christine Daniels, Ernestine Fulford, Glenda Bozeman, James Bozeman, Joseph Dumas, Joyce Grogan, Shirley Fulford, Summer Bozeman, Susan Dumas, Terry Fulford
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Jason Parker
Respondent Lawyers(s): Jason Charles Parker
Arbitrator(s): Brock B. Gordon
Hearing Site: Atlanta, GA
| | $5,143,840 |
| 15-00010 | 05/03/2017 | Claimant(s): Steven Griff
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Robert T. Allen, John A. Baynes, Brock B. Gordon
Hearing Site: Charlotte, NC
| | $0 |
