| 23-02443 | 09/24/2024 | Claimant(s): Tamera (Tammy) Elkon
Claimant Lawyers(s): Tamera (Tammy) Elkon
Respondent(s): Erin Hooten, James Flynn, Farmers Financial Solutions
Respondent Lawyers(s): Edwin Barkel, Jeff Nicodemus
Arbitrator(s): Arthur H. Geffen, James E. Lane, Lawrence Frederick Ranallo
Hearing Site: Dallas, TX
|  | Expungement |
| 24-00243 | 05/16/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jason D. Evans
Respondent(s): Carol Miller
Respondent Lawyers(s): Carol Suzanne Miller
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
| | |
| 20-02945 | 01/29/2021 | Claimant(s): Choicetrade
Claimant Lawyers(s): Neville Golvala
Respondent(s): Yulier Machado
Respondent Lawyers(s): Hossameldin Abdelkarim
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
| | $0 |
| 19-03576 | 03/03/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Laura L. Sammons
Respondent(s): Carrie West
Respondent Lawyers(s): Carrie Sue West
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
| | |
| 19-03091 | 02/14/2020 | Claimant(s): Ustocktrade Securities.
Claimant Lawyers(s): Francesco Matteini
Respondent(s): Suman Kandel
Respondent Lawyers(s): Suman Kandel
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
| | $6,575 |
| 17-02630 | 11/12/2018 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Carrie L. Lathrop
Respondent(s): Kermit Gable
Respondent Lawyers(s): Kermit Gordon Gable
Arbitrator(s): Arthur H. Geffen, Anthony William (Bill) Kashouty, Bill Lamoreaux
Hearing Site: Dallas, TX
| | |
| 14-03467 | 07/14/2017 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Jordan D. Maglich
Respondent(s): Brent Yarbrough, Morgan Keegan & Company
Respondent Lawyers(s): Jordan D. Maglich, Michael G. Brown
Arbitrator(s): Arthur H. Geffen, Ann Blaess Kimball, William Cavalier
Hearing Site: Dallas, TX
| | |
| 13-02927 | 03/08/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Richard Hill
Respondent Lawyers(s): Richard Wayne Hill
Arbitrator(s): Arthur H. Geffen, Mark A. Myers, Edward J. Lynch
Hearing Site: Dallas, TX
| | |
| 12-02841 | 07/02/2015 | Claimant(s): John Artmire
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): First Midwest Securities.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Arthur H. Geffen, Robert L. Yeager, Joseph Anthony Girgenti
Hearing Site: Dallas, TX
| | $818,817 |
| 12-03271 | 06/04/2014 | Claimant(s): Katharina Taylor, Maxwell Taylor
Claimant Lawyers(s): Jahan K Manasseh
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Valynda A. Ewton, Arthur H. Geffen, William E. Hartsfield
Hearing Site: Dallas, TX
| | Expungement |
