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FINRA Awards for James Flynn

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0244309/24/2024Claimant(s): Tamera (Tammy) Elkon
Claimant Lawyers(s): Tamera (Tammy) Elkon
Respondent(s): Erin Hooten, James Flynn, Farmers Financial Solutions
Respondent Lawyers(s): Edwin Barkel, Jeff Nicodemus
Arbitrator(s): Arthur H. Geffen, James E. Lane, Lawrence Frederick Ranallo
Hearing Site: Dallas, TX
Checkmark IconExpungement
19-0062404/04/2022Claimant(s): Laurita P. Chmielewski Revocable Trust
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): James Flynn, Voya Financial Advisors.
Respondent Lawyers(s): James Travis Flynn, Steven Mellen
Arbitrator(s): Carl Henry Perdue, Peter Shapiro, Joanne Colbert Stanley
Hearing Site: Boca Raton, FL
Checkmark Icon$323,365
17-0145910/24/2017Claimant(s): Alan DeFlorio
Claimant Lawyers(s): Alan A. DeFlorio
Respondent(s): James Flynn
Respondent Lawyers(s): James Travis Flynn
Arbitrator(s): Steven M. Bialick
Hearing Site: Minneapolis, MN
Checkmark Icon$0
11-0294906/08/2012Claimant(s): Barbara North
Claimant Lawyers(s): Barbara R North
Respondent(s): James Flynn, Morgan Stanley
Respondent Lawyers(s): James F. Flynn, Thomas Briody
Arbitrator(s): Fred S. Pieroni
Hearing Site: Newark, NJ
Checkmark Icon$0

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