| 23-01895 | 12/11/2023 | Claimant(s): Mohamed Azeez
Claimant Lawyers(s): Mohamed Azeez
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Charlton Young
Arbitrator(s): Joanne Colbert Stanley
Hearing Site: Boca Raton, FL
| | |
| 21-03040 | 07/21/2023 | Claimant(s): Pope Trading LLC
Claimant Lawyers(s): David W. Miller
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Daniel A. Spector
Arbitrator(s): Paul J. Burkhart, Peter Shapiro, Joanne Colbert Stanley
Hearing Site: Boca Raton, FL
|  | $0 |
| 19-00647 | 07/18/2022 | Claimant(s): Steven Mariano, Steven M. Mariano Revocable Trust
Claimant Lawyers(s): Jeffrey A. Tew
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Steven Gerard Goerke, Alessandra Piras Torrens, Joanne Colbert Stanley
Hearing Site: Boca Raton, FL
| | $0 |
| 19-00624 | 04/04/2022 | Claimant(s): Laurita P. Chmielewski Revocable Trust
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): James Flynn, Voya Financial Advisors.
Respondent Lawyers(s): James Travis Flynn, Steven Mellen
Arbitrator(s): Carl Henry Perdue, Peter Shapiro, Joanne Colbert Stanley
Hearing Site: Boca Raton, FL
| | $323,365 |
