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FINRA Awards for James F. Flynn

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0294906/08/2012Claimant(s): Barbara North
Claimant Lawyers(s): Barbara R North
Respondent(s): James Flynn, Morgan Stanley
Respondent Lawyers(s): James F. Flynn, Thomas Briody
Arbitrator(s): Fred S. Pieroni
Hearing Site: Newark, NJ
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