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FINRA Awards for Timothy Collins

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0334709/21/2012Claimant(s): Oscar Lopez, Paul Compton, Sarah Compton, Toni Lopez
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Timothy Collins, H. Beck., Interactive Brokers LLC
Respondent Lawyers(s): Danya W. Blair, John J. Nielands, Timothy J. Collins
Arbitrator(s): Frank M. Romano, Phillip M. Renfro, David D. McNally
Hearing Site: Houston, TX
Checkmark Icon$0
10-0290308/04/2011Claimant(s): Kevin Swallow
Claimant Lawyers(s): Barry D. Estell
Respondent(s): Timothy Collins, Clarus Capital Partners, Interactive Brokers LLC
Respondent Lawyers(s): David L. Marcus, John J. Nielands
Arbitrator(s): Michael D. Fitzgerald
Hearing Site: Kansas City, MO
Checkmark Icon$0
07-0346709/08/2008Claimant(s): Timothy Collins
Claimant Lawyers(s): Joel H. Kaufman
Respondent(s): David White, Inter Securities.
Respondent Lawyers(s): Joseph H. Spiegel, Susan D. Duff
Arbitrator(s): Stewart C.W. Weiner
Hearing Site: Detroit, MI
Checkmark IconStipulated Award and Expungement

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