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FINRA Awards for Clinton J. Simpson

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0320709/08/2017Claimant(s): Michael Jenkins, Edward D. Jones & Co..
Claimant Lawyers(s): Clinton J. Simpson
Respondent(s): Estate of Norma Johnson
Respondent Lawyers(s): Leslie Gates
Arbitrator(s): Muriel Desloovere, Gayle B. Carlson, Coleman Robert Perry
Hearing Site: Jackson, MS
Expungement
14-0310208/31/2017Claimant(s): Estate of Margie R. Gerrard
Claimant Lawyers(s): Scott T. Beall
Respondent(s): James Gunn, Louis Zemek, Edward Jones
Respondent Lawyers(s): Clinton J. Simpson, Roy O. Parker
Arbitrator(s): Thomas L. Maschmeyer, Patricia Best Vital, Walter Phillip Scott
Hearing Site: Memphis, TN
Expungement
10-0152803/31/2011Claimant(s): Kay Red Horse, Charitable Rem Trust of Kay F. Red Horse, Kay F. Red Horse Revocable Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Clinton J. Simpson
Arbitrator(s): Katherine M. Harmeyer, Daniel M. Yamshon, Karen J. Zvonecek
Hearing Site: Nashville, TN
Checkmark Icon$225,175
09-0159209/09/2010Claimant(s): Alf Co.. Retirement Trusts, Marietta Kneisly Trust, Craig Kneisly,
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Clinton J. Simpson
Arbitrator(s): Ronald L. Futterman, David H. White, Stephanie Jean Malevich
Hearing Site: Memphis, TN
Checkmark Icon$577,714

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