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FINRA Awards for Theodore Mack

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0115509/12/2012Claimant(s): David Chilcoat
Claimant Lawyers(s): Mark G. Vaughan
Respondent(s): Donald Jackson
Respondent Lawyers(s): Donald Jackson
Arbitrator(s): Harry J Saginaw, George F. Longino, Theodore Mack
Hearing Site: Dallas, TX
Expungement
08-0381607/29/2011Claimant(s): Othello Capital GP, Othello Capital Partners LP
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Jackson Su, Penson Financial Services., Othello Capital Management LLC
Respondent Lawyers(s): Elizabeth A. Frohlich, Janet K. DeCosta
Arbitrator(s): Mark I Preston, Maxel (Bud) B. Silverberg, Theodore Mack
Hearing Site: Dallas, TX
Checkmark Icon$250,000

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