| 15-01027 | 11/22/2017 | Claimant(s): Madeline Garramone
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Glenn King, Royal Alliance Associates.
Respondent Lawyers(s): Glenn R. King, Steven E. Mellen
Arbitrator(s): Robert E. Anderson, Robert T. Costello, Jay Alan Kranis
Hearing Site: Newark, NJ
|  | $200,300 |
| 14-00646 | 12/24/2015 | Claimant(s): David Merdinger, LionsGate TIC 2, Six Forks Station 21, TIC RI Torrance 19
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Julian F. Santos, Robert T. Costello, Jay Alan Kranis
Hearing Site: Newark, NJ
| | Expungement |
| 11-03381 | 06/02/2015 | Claimant(s): Daniel Gulak
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): Patrick Nelson, Robert Angle, White Pacific Securities.
Respondent Lawyers(s): Christopher Mader, Elizabeth Lowery
Arbitrator(s): Richard D. DeVita, Linda J. Baer, Robert T. Costello
Hearing Site: Newark, NJ
| | $250,000 |
| 13-03202 | 05/21/2015 | Claimant(s): Brian Jacobs
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Samuel T. Acker
Arbitrator(s): Michael Fischetti, Robert R. Salman, Robert T. Costello
Hearing Site: Newark, NJ
| | $75,000 |
| 12-04051 | 11/05/2013 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): David Licht, Emanuel Licht
Respondent Lawyers(s): David Evan Licht, Emanuel Licht
Arbitrator(s): Bernard M. Levine, Robert T. Costello
Hearing Site: Newark, NJ
| | Expungement |
| 06-04153 | 07/28/2008 | Claimant(s): David and Susan Dinges
Claimant Lawyers(s): Marc S. Gottlieb
Respondent(s): McLaughlin, Piven, Vogel Securities, Larry Tulenko
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): William H. Steinhart, Walter W. Jensen, Robert T. Costello
Hearing Site: Newark, NJ
| | Expungement |
| 06-05211 | 11/06/2007 | Claimant(s): Joan Lair
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Clifford A. Harwick, Robert J. McDonnell, Robert T. Costello
Hearing Site: Newark, NJ
| | $0 |
| 06-02395 | 08/24/2007 | Claimant(s): James Rusciano
Claimant Lawyers(s): Larry Kars
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., Michael Busco
Respondent Lawyers(s): Dan A. Rosenbaum, David J. Butler
Arbitrator(s): Cynthia A. DiMarco, Andrew H. Freund, Robert T. Costello
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
