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FINRA Awards for David Licht

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0405111/05/2013Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): David Licht, Emanuel Licht
Respondent Lawyers(s): David Evan Licht, Emanuel Licht
Arbitrator(s): Bernard M. Levine, Robert T. Costello
Hearing Site: Newark, NJ
Expungement
09-0239903/16/2011Claimant(s): David Licht, Emanuel Licht
Claimant Lawyers(s): Hartley T. Bernstein
Respondent(s): Glenn Krause, Kimon Daifotis, Charles Schwab & Co..
Respondent Lawyers(s): Cara L. Finan
Arbitrator(s): Louis H. Miron, Linda T. Pellegrino, Richard W Reilly
Hearing Site: Newark, NJ
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