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FINRA Awards for Glenn King

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0102711/22/2017Claimant(s): Madeline Garramone
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Glenn King, Royal Alliance Associates.
Respondent Lawyers(s): Glenn R. King, Steven E. Mellen
Arbitrator(s): Robert E. Anderson, Robert T. Costello, Jay Alan Kranis
Hearing Site: Newark, NJ
Checkmark Icon$200,300
13-0128311/05/2013Claimant(s): Rosalyn Wenzel
Claimant Lawyers(s): Rosalyn S. Wenzel
Respondent(s): Glenn King, Royal Alliance Associates., Louis Sorrentino
Respondent Lawyers(s): Glenn R. King, Lauren H. Lezak, Louis R. Sorrentino
Arbitrator(s): Jeffrey Steinberg
Hearing Site: Newark, NJ
Checkmark Icon$0
11-0071201/20/2012Claimant(s): William Sudyka, William E. Sudyka, Rollover IRA, Roth IRA
Claimant Lawyers(s): Mark C. Lauria
Respondent(s): Glenn King, Thomas Santucci
Respondent Lawyers(s): Glenn Robert King, Thomas John Santucci
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
Checkmark IconExpungement

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