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FINRA Awards for Rollover IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0071201/20/2012Claimant(s): William Sudyka, William E. Sudyka, Rollover IRA, Roth IRA
Claimant Lawyers(s): Mark C. Lauria
Respondent(s): Glenn King, Thomas Santucci
Respondent Lawyers(s): Glenn Robert King, Thomas John Santucci
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
Checkmark IconExpungement

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