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FINRA Awards for August M. Iorio

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0313908/02/2023Claimant(s): Catherine Brown, Denise Correia
Claimant Lawyers(s): August M. Iorio
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Gregory Hunter Mathews, Robert M. Singer, Michael R. Ricci
Hearing Site: Hartford, CT
Checkmark IconExpungement
21-0239002/16/2023Claimant(s): Don and Miki Rimmer Revocable Trust, Telecomunications Network Consultants
Claimant Lawyers(s): August M. Iorio
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Monica I. Salis, Susan J Jones, Eric Mealus
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
21-0203509/29/2022Claimant(s): MaryAnn Vellone
Claimant Lawyers(s): August M. Iorio
Respondent(s): Nicholas Palumbo
Respondent Lawyers(s): Kevin Galbraith
Arbitrator(s): Fred S. Pieroni, Alice E. Winkler, Robert E. Riccobono
Hearing Site: New York, NY
Checkmark IconExpungement
22-0045309/29/2022Claimant(s): Chrysta Dwyer-Hammon
Claimant Lawyers(s): August M. Iorio
Respondent(s): McDonald Partners LLC
Respondent Lawyers(s): Michael Gross
Arbitrator(s): Sidney Seligman
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
21-0120601/06/2022Claimant(s): Jose Batista
Claimant Lawyers(s): August M. Iorio
Respondent(s): Robinhood Financial., Robinhood Securities
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): John James McGovern
Hearing Site: Hartford, CT
Checkmark Icon$29,611
16-0328707/06/2018Claimant(s): Alberto Corretjer-Reyes, Antonio Corretjer-Benvenutti, Carlos Reyes Vidal, Maria Reyes-Vidal, Roberto Corretjer-Piquer, Matilde Nadal De Vidal., Estate of Miriam Vidal -Nadal, Epifanio Vidal S.E., Fanovidal S.E., Roberto Corretjer-Piquer Retirement Plan
Claimant Lawyers(s): August M. Iorio
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Stephan M. Louviere
Arbitrator(s): Shelley Teitelbaum, Veera V. Konka, Betty Chen
Hearing Site: New York, NY
Checkmark Icon$250,000
14-0113602/18/2015Claimant(s): Daniel Head
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Reecie Stagnolia
Respondent Lawyers(s): August M. Iorio
Arbitrator(s): Joseph L. Bernstein, David P. Slater, Lucie L. Sabella
Hearing Site: Boca Raton, FL
Expungement
12-0252202/19/2014Claimant(s): Keith G. Berg, & Mary L Hedblom Liv fam
Claimant Lawyers(s): August M. Iorio
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David G. Buffa
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
Checkmark IconExpungement
13-0064601/30/2014Claimant(s): Robert Goll, The Pauline Goll Trust
Claimant Lawyers(s): August M. Iorio
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Stuart M. Schwartz
Hearing Site: Buffalo, NY
Checkmark IconExpungement
11-0201207/30/2012Claimant(s): Wallace Ward
Claimant Lawyers(s): August M. Iorio
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): A. Inge Selden
Arbitrator(s): Jennifer L. Bliss
Hearing Site: Buffalo, NY
Checkmark IconExpungement

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