Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-03766 | 10/02/2015 | Claimant(s): Ann Cole Claimant Lawyers(s): Scott L. Silver Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Amy B. Bard Arbitrator(s): Sandra Gale Behrle, Frank E. Wolf, William M Peters Hearing Site: Montpelier, VT |  | Expungement |
| 09-04306 | 12/20/2011 | Claimant(s): Carl Kipper Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Elaine McChesney Arbitrator(s): Jacqueline W. Marshall, William M Peters, Jennifer L. Bliss Hearing Site: Albany, NY |