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FINRA Awards for Carl Kipper

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0430612/20/2011Claimant(s): Carl Kipper
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Elaine McChesney
Arbitrator(s): Jacqueline W. Marshall, William M Peters, Jennifer L. Bliss
Hearing Site: Albany, NY

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