Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-02671 | 05/01/2018 | Claimant(s): Estate of Agnes Marks Claimant Lawyers(s): Jenice Malecki Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): Jessica Levine Arbitrator(s): William G. Binckes, Stuart E. Bauchner, Alan E. Gross Hearing Site: New York, NY |  | $0 |
| 16-00066 | 10/11/2016 | Claimant(s): Mr. Gonzalo Fernandez, Ms. Esther Fernandez Claimant Lawyers(s): Esther Fernandez, Steven Fernandez Respondent(s): Alan Gross, Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | | $300 |
| 11-03909 | 03/01/2012 | Claimant(s): AXA Advisors Claimant Lawyers(s): Don R. Boswell Respondent(s): Alan Gross Respondent Lawyers(s): Alan H. Gross Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL |