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FINRA Awards for Stuart E. Bauchner

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0267105/01/2018Claimant(s): Estate of Agnes Marks
Claimant Lawyers(s): Jenice Malecki
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): William G. Binckes, Stuart E. Bauchner, Alan E. Gross
Hearing Site: New York, NY
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