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FINRA Awards for Corecap Investments.

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0363807/11/2019Claimant(s): Melody Juge
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Financial West Group, Corecap Investments.
Respondent Lawyers(s): Gene Valentine, Judith A. Villarreal
Arbitrator(s): Dwane Edward Vickstrom
Hearing Site: Charlotte, NC
17-0279406/17/2019Claimant(s): Grace Meda
Claimant Lawyers(s): Terry M. Osgood
Respondent(s): Ernest Romer, Holly Maurer, Raymond Pett, Corecap Investments., P & R Capital LLC
Respondent Lawyers(s): Corporate President, Ernest Julius Romer, Raymond W. Henney, Steven Mellen
Arbitrator(s): Timothy J. Currier, Tracy L. Allen, JoAnn Marino
Hearing Site: Detroit, MI
Checkmark IconExpungement
17-0183804/30/2019Claimant(s): Joan Yurisich
Claimant Lawyers(s): Marc Fitapelli
Respondent(s): Judith Villarreal, Raymond Pett, Corecap Investments.
Respondent Lawyers(s): Jessica E. Levine
Arbitrator(s): Raymond J. Sterling, Michele Renee Zinn, William Joseph Caprathe
Hearing Site: Detroit, MI
Checkmark IconExpungement
17-0171006/28/2018Claimant(s):
Claimant Lawyers(s):
Respondent(s): Ernest Romer, Judith Villarreal, Raymond Pett, Corecap Investments.
Respondent Lawyers(s): Ernest Julius Romer, Steven Mellen
Arbitrator(s): Raymond J. Sterling, Erane C. Washington-Kendrick, William Joseph Caprathe
Hearing Site: Detroit, MI
Checkmark Icon$57,500
17-0108204/24/2018Claimant(s): Catherine Knight, William Knight
Claimant Lawyers(s): David Meyer
Respondent(s): Ernest Romer, Corecap Investments.
Respondent Lawyers(s): Ernest Julius Romer, Steven E. Mellen
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
Checkmark Icon$50,975

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