11-01224 | 09/12/2012 | Claimant(s): Penny Lipp Family Trust Claimant Lawyers(s): Steve Buchwalter Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Karl L. Marquardt Arbitrator(s): Thomas A. Culbertson, Karen J. Burneff, W. Scott Bowersock Hearing Site: Los Angeles, CA
| | Expungement |
11-01582 | 08/06/2012 | Claimant(s): Shirley Edwards Claimant Lawyers(s): Jonathan W. Evans Respondent(s): R.W. Towt & Associates Respondent Lawyers(s): Raymond Prazen Arbitrator(s): Larry Haugaard, Thomas A. Culbertson, Robert Rosen Hearing Site: Los Angeles, CA
| | $135,000 |
11-00654 | 07/09/2012 | Claimant(s): Larry Haas, Roblar Claimant Lawyers(s): Daniel A. Bakondi, Robert L. Gonser Respondent(s): Anthony Thompson Respondent Lawyers(s): H Thomas Fehn Arbitrator(s): Thomas A. Culbertson, Paul E. Dahlman, George Frederick Garris Hearing Site: Las Vegas, NV
| | $0 |
11-01537 | 07/02/2012 | Claimant(s): Isabella Grace Claimant Lawyers(s): Isabella Grace Respondent(s): UBS Financial Services Inc., Robert Higgins Respondent Lawyers(s): Stefanie M. Wayco Arbitrator(s): Thomas A. Culbertson, William E. Schneider, Brent Eric Zepke Hearing Site: Los Angeles, CA
| | $375 |
10-00640 | 01/20/2011 | Claimant(s): Lawrence Ngou Claimant Lawyers(s): Peter Brown Dolan Respondent(s): Lawrence Labine, Dewaay Financial Network, Llc Respondent Lawyers(s): Alan S. Baskin, Sam Y. Edgerton Arbitrator(s): Vaughn Thomas Hale, Thomas A. Culbertson, W. Alex King Hearing Site: Los Angeles, CA
| | $100,000 |
09-00630 | 11/17/2010 | Claimant(s): Wendy Rea Claimant Lawyers(s): Patricio T.D. Barrera Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): Charles B. Lachaussee Arbitrator(s): Herbert Murez, Thomas A. Culbertson, Michael John Florio Hearing Site: Los Angeles, CA
| | |
05-02132 | 11/14/2007 | Claimant(s): Harvey R. (Dick) & Kazuko Kagosoff, JT Claimant Lawyers(s): Patrick L. Lund Respondent(s): Wells Fargo Investments, Douglas Ivan, Wells Fargo Securities Respondent Lawyers(s): Andrea H. Henningsen Arbitrator(s): Philip W. Burge, Edward A. Trabin, Thomas A. Culbertson Hearing Site: Los Angeles, CA
| | $0 |