12-04087 | 07/30/2014 | Claimant(s): Willie Benning Claimant Lawyers(s): Clinton W. Marrs Respondent(s): Arnold Montano, Cambridge Investment Research Advisors, Cambridge Investment Research., Lincoln Financial Advisors Corporation Respondent Lawyers(s): Jonathan M. Sterling, Sam Y. Edgerton Arbitrator(s): Patrick J. Halter, Harvey W Gordon, Richard Djokic Hearing Site: Albuquerque, NM
| | $243,510 |
12-03623 | 04/28/2014 | Claimant(s): Deanna Buchholz Claimant Lawyers(s): Jody L. Winter Respondent(s): Cambridge Investment Research Advisors,, Cambridge Investment Research. Respondent Lawyers(s): Sam Y. Edgerton Arbitrator(s): Richard J. Stall, Robert Dean McKinley, Brant Jackson Griffin Hearing Site: Los Angeles, CA
| | |
09-03839 | 10/18/2011 | Claimant(s): Donald Needham Claimant Lawyers(s): John H. L'Estrange Respondent(s): Peter Shusterman Respondent Lawyers(s): Sam Y. Edgerton Arbitrator(s): Paul J. Phillips, Thomas Erique DuVoisin, Evan A. Gould Hearing Site: San Diego, CA
| | $488,860 |
10-01533 | 08/30/2011 | Claimant(s): Marla Kort, Ellen Rosenblum Trust U/A 11/30/99, Joe Rosenblum Revocable Living Trust Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Terry Metzger, Moors & Cabot. Respondent Lawyers(s): Sam Y. Edgerton Arbitrator(s): Daniel David Kopman, Paul Frederick Meyer, Kevin Joseph Pilon Hearing Site: Los Angeles, CA
| | $0 |
10-00640 | 01/20/2011 | Claimant(s): Lawrence Ngou Claimant Lawyers(s): Peter Brown Dolan Respondent(s): Lawrence Labine, Dewaay Financial Network, Llc Respondent Lawyers(s): Alan S. Baskin, Sam Y. Edgerton Arbitrator(s): Vaughn Thomas Hale, Thomas A. Culbertson, W. Alex King Hearing Site: Los Angeles, CA
| | $100,000 |
07-03120 | 09/12/2008 | Claimant(s): Anita Wood Claimant Lawyers(s): Arthur S. Leider Respondent(s): Lance Pelky, ING Financial Partners. Respondent Lawyers(s): Sam Y. Edgerton Arbitrator(s): Gunnar Thowsen, Erwin Jay Shustak, Sally G. Williams Hearing Site: San Diego, CA
| | Dismissed by Rule 12206 |