20-00836 | 09/17/2021 | Claimant(s): Gary Panion, Ronald Panion Claimant Lawyers(s): Christopher C. Young Respondent(s): Edward Jones, Scott Blando Respondent Lawyers(s): Darren Goodman Arbitrator(s): Patrick J. Halter Hearing Site: Helena, MT
| | $49,398 |
13-01025 | 12/29/2014 | Claimant(s): Ernst Blumenthal Claimant Lawyers(s): Clinton W. Marrs Respondent(s): Lawrence Labine, DeWaay Advisory, Dewaay Financial Network Respondent Lawyers(s): Alan Baskin, Mark Davis Arbitrator(s): Patrick J. Halter Hearing Site: Albuquerque, NM
| | $103,070 |
12-04087 | 07/30/2014 | Claimant(s): Willie Benning Claimant Lawyers(s): Clinton W. Marrs Respondent(s): Arnold Montano, Cambridge Investment Research Advisors, Cambridge Investment Research., Lincoln Financial Advisors Corporation Respondent Lawyers(s): Jonathan M. Sterling, Sam Y. Edgerton Arbitrator(s): Patrick J. Halter, Harvey W Gordon, Richard Djokic Hearing Site: Albuquerque, NM
| | $243,510 |
09-06411 | 05/25/2012 | Claimant(s): Jerry Tillman, Mary Hazlewood, Michael Hazlewood, Beverly Baker and Bernice Heaton, Norman E. and Jo Ann Hughes, Virginia A. Tillman Rev Living Trust Claimant Lawyers(s): Mark E. Maddox Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Joshua D. Jones Arbitrator(s): Patrick J. Halter, Jonathan Burke Rada, Jonathan B. Gilbert Hearing Site: Memphis, TN
| | Expungement |
10-03249 | 06/27/2011 | Claimant(s): Raymond F. and Margaret A. Mendez Revoca Claimant Lawyers(s): Raymond F. Mendez Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Matthew P. Fischer Arbitrator(s): Patrick J. Halter Hearing Site: Albuquerque, NM
| | $225 |
10-03815 | 02/17/2011 | Claimant(s): Kimberly McCloud Claimant Lawyers(s): Kimberly S. McCloud Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Melissa M. Muehlfeld Arbitrator(s): Patrick J. Halter Hearing Site: Albuquerque, NM
| | $425 |
08-02116 | 04/23/2009 | Claimant(s): Edward Schiavi Claimant Lawyers(s): Clinton W. Marrs Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Michael J. Fortunato Arbitrator(s): Patrick J. Halter, Kenneth R. Johnston, Richard D. Fincher Hearing Site: Albuquerque, NM
| | |
07-02490 | 03/09/2009 | Claimant(s): Pueblo of Zuni Claimant Lawyers(s): Mario J. Martinez Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): Patrick J. Halter, Frederick K. Steiner, William J. Kenna Hearing Site: Albuquerque, NM
| | $0 |