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FINRA Awards for Peter Shusterman

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0373807/30/2019Claimant(s): Peter Shusterman
Claimant Lawyers(s): Frances Menzer
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Kerri L. Delgado
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
18-0321405/06/2019Claimant(s): Peter Shusterman
Claimant Lawyers(s): Frances Menzer
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Bradley Fishman
Arbitrator(s): Kevin K. Forrester
Hearing Site: San Diego, CA
14-0207711/23/2015Claimant(s): John Haas, Kathy Haas, NNN Parkway Corporate Plaza 5
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Sagepoint Financial., Peter Shusterman
Respondent Lawyers(s): Theodore C. Peters
Arbitrator(s): Mary Elizabeth Geerdes, Daniel A. Seiver, Randall Brian Christison
Hearing Site: San Diego, CA
Checkmark IconDismissed by Rule 12206
09-0383910/18/2011Claimant(s): Donald Needham
Claimant Lawyers(s): John H. L'Estrange
Respondent(s): Peter Shusterman
Respondent Lawyers(s): Sam Y. Edgerton
Arbitrator(s): Paul J. Phillips, Thomas Erique DuVoisin, Evan A. Gould
Hearing Site: San Diego, CA
Checkmark Icon$488,860

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