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FINRA Awards for Paul J. Phillips

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0040910/09/2020Claimant(s): Kamala Cherukuri, Subbarao Venkata Cherukuri
Claimant Lawyers(s): Subbaro V. Cherukuri
Respondent(s): TD Ameritrade., Paul Phillips
Respondent Lawyers(s): Ilana H. Reid
Arbitrator(s): Jerry H. Friedland, Jay H. Feldstein, Ronald Stewart Ripley
Hearing Site: Phoenix, AZ
Checkmark Icon$0
09-0383910/18/2011Claimant(s): Donald Needham
Claimant Lawyers(s): John H. L'Estrange
Respondent(s): Peter Shusterman
Respondent Lawyers(s): Sam Y. Edgerton
Arbitrator(s): Paul J. Phillips, Thomas Erique DuVoisin, Evan A. Gould
Hearing Site: San Diego, CA
Checkmark Icon$488,860
05-0610004/10/2008Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Theodore Larsen
Respondent Lawyers(s): Theodore A. Larsen
Arbitrator(s): Stephen L. Przewlocki, Paul J. Phillips, James W. Warren
Hearing Site: Phoenix, AZ

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