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FINRA Awards for Kathy Haas

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0207711/23/2015Claimant(s): John Haas, Kathy Haas, NNN Parkway Corporate Plaza 5
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Sagepoint Financial., Peter Shusterman
Respondent Lawyers(s): Theodore C. Peters
Arbitrator(s): Mary Elizabeth Geerdes, Daniel A. Seiver, Randall Brian Christison
Hearing Site: San Diego, CA
Checkmark IconDismissed by Rule 12206

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