| 20-03638 | 05/19/2021 | Claimant(s): Kristopher Scher, Renee Scher, Kristopher Scher Trust, Renee Scher 2003 Irrevocable Trust, Stanley M. Scher Liv Trst dtd 8/10/82
Claimant Lawyers(s): Rod Bidgoli, Steve Buchwalter
Respondent(s): Eplanning Securities.
Respondent Lawyers(s): Timothy A. Menezes
Arbitrator(s): Stephen Howard Marcus
Hearing Site: Los Angeles, CA
|  | $362,395 |
| 15-03120 | 11/27/2019 | Claimant(s): Fariba Madison
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): David Terrell, Sean Pong, U.S. Bancorp Investments.
Respondent Lawyers(s): Christina N. Goodrich
Arbitrator(s): Steven A. Wawra, Robert Dean McKinley, Owen Frances
Hearing Site: Los Angeles, CA
| | |
| 17-00458 | 06/11/2018 | Claimant(s): Anita Eubank
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Quinly
Respondent Lawyers(s): Robert Gonser, Tara A. LaClair
Arbitrator(s): Joyce L. Hurley, Olivia J. Valentine, Robert Weston Armstrong
Hearing Site: Los Angeles, CA
| | Expungement |
| 16-00503 | 06/01/2017 | Claimant(s): Jorge Casas IRA
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Shareholders Service Group.
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Benjamin F. Breslauer, Daniel Lawrence Pearlman, Isaac K. Tasinga
Hearing Site: Los Angeles, CA
| | $0 |
| 13-03231 | 02/04/2015 | Claimant(s): Lila Luttrell
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): George Bokios, Regal Securities.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Blaine Smith, Richard J. Stall, Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-01224 | 09/12/2012 | Claimant(s): Penny Lipp Family Trust
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Thomas A. Culbertson, Karen J. Burneff, W. Scott Bowersock
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-01190 | 06/12/2012 | Claimant(s): Jeannette Freeman Shapiro Trust
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Andrew Kang, David Maurer, David Smith, Miles Benickes, Milford Stern, Randall Stern
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Howard B. Brown, Robert Alan Merring, Andrea Luise Halperin
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-02391 | 03/16/2011 | Claimant(s): Alan Fenster, A Professional Corporation, Alan and Sandra Fenster, Alan Fenster Corporate Profit & Pension
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): J.P. Morgan Securities, Michael Goldberg, Robert Zeiger
Respondent Lawyers(s): Paul J. Schumacher
Arbitrator(s): John B. Wells, Richard J. Stall, Steven A. Wawra
Hearing Site: Los Angeles, CA
| | Expungement |
| 08-05016 | 01/03/2011 | Claimant(s): Family Bypass Trust of the Gordon Family, Gordon Investment Trust, Surviving Spouse's Trust
Claimant Lawyers(s): Scott Shapiro, Steve Buchwalter
Respondent(s): Grace Stclair, PFS Investments Inc., Primerica Financial Services, The Travelers Life and Annuity Company
Respondent Lawyers(s): Cara L. Finan
Arbitrator(s): Kenneth I. Rosenblum, Melvin S. Feldman, Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | $477,867 |
| 08-01873 | 03/09/2010 | Claimant(s): David L. Schriger, co-trustee of the Res
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Ralph H. Erickson, Edward I. Miller, James P. Murphy
Hearing Site: Los Angeles, CA
| | $0 |
