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FINRA Awards for James P. Murphy

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0376102/15/2011Claimant(s): Michael Poutre, Shlomo Eplboim, EP Acquisition Corp
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Jeff Garstka, Myron Schneidt, Maxxtrade.
Respondent Lawyers(s): Charles C. Mihalek, M. David Schneidt
Arbitrator(s): Alvin S. Milder, James P. Murphy, Mary Alice Freeman
Hearing Site: Los Angeles, CA
08-0187303/09/2010Claimant(s): David L. Schriger, co-trustee of the Res
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Ralph H. Erickson, Edward I. Miller, James P. Murphy
Hearing Site: Los Angeles, CA
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