| 13-02946 | 08/13/2015 | Claimant(s): Laura Rappaport, Richard Rappaport
Claimant Lawyers(s): Adam B. Wolf, Daniel J. Carr
Respondent(s): John Pisapia, Chelsea Financial Services
Respondent Lawyers(s): Theodore C. Peters
Arbitrator(s): Ralph H. Erickson, Audrey H. Ruben, Jeffrey Wittenberg
Hearing Site: Los Angeles, CA
|  | Expungement |
| 10-04559 | 04/23/2012 | Claimant(s): Leonard Narel, Linda Narel
Claimant Lawyers(s): Leonard Edward Narel
Respondent(s): Wayne Hummer Investments L.L.C.
Respondent Lawyers(s): Michael Waters
Arbitrator(s): Ralph H. Erickson
Hearing Site: Los Angeles, CA
| | $0 |
| 09-06522 | 04/06/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Michael J. Albert
Respondent(s): Mark Monin
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Ralph H. Erickson
Hearing Site: Los Angeles, CA
| | |
| 09-03250 | 05/07/2010 | Claimant(s): Walter Cole and Antoinette Cole JTTEN
Claimant Lawyers(s): John S. Gaughan
Respondent(s): Wells Fargo Investments, Michael Mcgraw
Respondent Lawyers(s): Vanessa Hoffman
Arbitrator(s): Ralph H. Erickson
Hearing Site: Los Angeles, CA
| | $5,000 |
| 08-01873 | 03/09/2010 | Claimant(s): David L. Schriger, co-trustee of the Res
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Ralph H. Erickson, Edward I. Miller, James P. Murphy
Hearing Site: Los Angeles, CA
| | $0 |
