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FINRA Awards for Michael Waters

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0455904/23/2012Claimant(s): Leonard Narel, Linda Narel
Claimant Lawyers(s): Leonard Edward Narel
Respondent(s): Wayne Hummer Investments L.L.C.
Respondent Lawyers(s): Michael Waters
Arbitrator(s): Ralph H. Erickson
Hearing Site: Los Angeles, CA
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