Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-00942 | 08/20/2018 | Claimant(s): David E. Vittori, IRA Claimant Lawyers(s): Richard B. Fosher Respondent(s): Wayne Hummer Investments L.L.C. Respondent Lawyers(s): Melvin G. Moseley Arbitrator(s): Theodore W. Wrobleski, Mark L Miller Hearing Site: Chicago, IL |  | $0 |
| 15-02080 | 10/11/2016 | Claimant(s): BMO Harris Financial Advisors. Claimant Lawyers(s): Maria Kreiter Respondent(s): Neil Moscicki, Wayne Hummer Investments L.L.C. Respondent Lawyers(s): Melvin G. Moseley Arbitrator(s): Frank Samuelsohn, Thomas F. Mahoney, Michael F. Jordan Hearing Site: Chicago, IL | ||
| 11-02825 | 12/24/2012 | Claimant(s): Manfred Muell Claimant Lawyers(s): John S. Burke Respondent(s): Wayne Hummer Investments L.L.C. Respondent Lawyers(s): Michael J. Waters Arbitrator(s): Donald W. McKenzie Hearing Site: Chicago, IL | | Stipulated Award and Expungement |
| 10-04559 | 04/23/2012 | Claimant(s): Leonard Narel, Linda Narel Claimant Lawyers(s): Leonard Edward Narel Respondent(s): Wayne Hummer Investments L.L.C. Respondent Lawyers(s): Michael Waters Arbitrator(s): Ralph H. Erickson Hearing Site: Los Angeles, CA | | $0 |