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FINRA Awards for Michael J. Waters

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0282512/24/2012Claimant(s): Manfred Muell
Claimant Lawyers(s): John S. Burke
Respondent(s): Wayne Hummer Investments L.L.C.
Respondent Lawyers(s): Michael J. Waters
Arbitrator(s): Donald W. McKenzie
Hearing Site: Chicago, IL
Checkmark IconStipulated Award and Expungement

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