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FINRA Awards for Daniel J. Carr

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0294608/13/2015Claimant(s): Laura Rappaport, Richard Rappaport
Claimant Lawyers(s): Adam B. Wolf, Daniel J. Carr
Respondent(s): John Pisapia, Chelsea Financial Services
Respondent Lawyers(s): Theodore C. Peters
Arbitrator(s): Ralph H. Erickson, Audrey H. Ruben, Jeffrey Wittenberg
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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