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FINRA Awards for Eplanning Securities.

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0273606/15/2021Claimant(s): Damian Dering
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Eplanning Securities.
Respondent Lawyers(s): Corporate Officer
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
20-0363805/19/2021Claimant(s): Kristopher Scher, Renee Scher, Kristopher Scher Trust, Renee Scher 2003 Irrevocable Trust, Stanley M. Scher Liv Trst dtd 8/10/82
Claimant Lawyers(s): Rod Bidgoli, Steve Buchwalter
Respondent(s): Eplanning Securities.
Respondent Lawyers(s): Timothy A. Menezes
Arbitrator(s): Stephen Howard Marcus
Hearing Site: Los Angeles, CA
Checkmark Icon$362,395
18-0432509/19/2019Claimant(s): Alexandro Filippini, Iaian Filippini
Claimant Lawyers(s): Steve Young
Respondent(s): Eplanning Securities.
Respondent Lawyers(s): Joseph Ehrlich
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
18-0277309/05/2019Claimant(s): Scott Hultsman
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Eplanning Securities.
Respondent Lawyers(s): Timothy A. Menezes
Arbitrator(s): James R. Dickson, Jonathan H. Krotinger, Michael Lancaster Garcia
Hearing Site: San Francisco, CA
18-0437908/26/2019Claimant(s): Alexandro Filippini, Iaian Filippini
Claimant Lawyers(s): Michael Bessette
Respondent(s): Eplanning Securities.
Respondent Lawyers(s): Joseph Ehrlich
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
18-0277504/11/2019Claimant(s): Scott Hultsman
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Eplanning Securities.
Respondent Lawyers(s): Timnothy A. Menezes
Arbitrator(s): Linda M. McCoy, Peter H. Daly, John J. Fitzpatrick
Hearing Site: San Francisco, CA
11-0206603/05/2013Claimant(s): Brian Lureen
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Eplanning Securities.
Respondent Lawyers(s): Timothy A. Menezes
Arbitrator(s): Robert F. Sanville
Hearing Site: Philadelphia, PA

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