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FINRA Awards for Steve Young

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0432509/19/2019Claimant(s): Alexandro Filippini, Iaian Filippini
Claimant Lawyers(s): Steve Young
Respondent(s): Eplanning Securities.
Respondent Lawyers(s): Joseph Ehrlich
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
14-0032306/09/2015Claimant(s): Sean Berton
Claimant Lawyers(s): Vincent D. Slavens
Respondent(s): Chris Meacham, Cornerstone Wealth Management
Respondent Lawyers(s): Steve Young
Arbitrator(s): Erwin Jay Shustak, Mandel E. Himelstein, Otis E. Hackett
Hearing Site: San Diego, CA
Checkmark Icon$176,750
13-0266312/12/2014Claimant(s): Benjamin H Kwon, Castle Eurasia Corp
Claimant Lawyers(s): Benjamin H Kwon
Respondent(s): Bryan Snitselaar, E*Trade Securities LLC, Russell Scherrer, E*Trade Clearing LLC
Respondent Lawyers(s): John Bersin, Meredith F. Hoffman, Ryan Lean, Steve Young
Arbitrator(s): Robert D. Sussin, Neil S. Jasper, Vincent J. Natoli
Hearing Site: Los Angeles, CA
Checkmark Icon$0
10-0473305/08/2012Claimant(s): NAK Investments
Claimant Lawyers(s): Philip W. Bartenetti
Respondent(s): Hormoz Saleh, UBS Financial Services Inc.
Respondent Lawyers(s): Steve Young
Arbitrator(s): Robert W. Vernon, Troy C. Sumrall, James Belk
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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