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FINRA Awards for Joseph Ehrlich

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0432311/22/2019Claimant(s): Iaian Filippini
Claimant Lawyers(s): Matthew Clarke
Respondent(s): ePlanning Securities.
Respondent Lawyers(s): Joseph Ehrlich
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
18-0432509/19/2019Claimant(s): Alexandro Filippini, Iaian Filippini
Claimant Lawyers(s): Steve Young
Respondent(s): Eplanning Securities.
Respondent Lawyers(s): Joseph Ehrlich
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
18-0437908/26/2019Claimant(s): Alexandro Filippini, Iaian Filippini
Claimant Lawyers(s): Michael Bessette
Respondent(s): Eplanning Securities.
Respondent Lawyers(s): Joseph Ehrlich
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA

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