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FINRA Awards for Unionbanc Investment Services.

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0109102/08/2016Claimant(s): Burton D. Schnierow IRA, The Burton D. Schnierow Trust U/A 10/29/
Claimant Lawyers(s): Katrina M. Boice, Philip M. Aidikoff
Respondent(s): Unionbanc Investment Services.
Respondent Lawyers(s): Kasumi Takahashi
Arbitrator(s): David W. Dresnick, Robert Dean McKinley, Brent Eric Zepke
Hearing Site: Los Angeles, CA
Checkmark Icon$450,000

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