Potomac Analytics' Logo

FINRA Awards for G. Thomas Fleming III

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0055709/26/2014Claimant(s): John Wisener III & Christine Wisener Tru
Claimant Lawyers(s): Thomas Corcovelos
Respondent(s): Clinton Lord, Royal Alliance Associates., Lord Financial Services
Respondent Lawyers(s): G. Thomas Fleming III
Arbitrator(s): Roberta Haft, Edward A. Trabin, Robert Edward Koondel
Hearing Site: Los Angeles, CA
Checkmark Icon$0
12-0055309/19/2012Claimant(s): Charlene Carter, Jennifer Hector
Claimant Lawyers(s): G. Thomas Fleming III, Kasumi Takahashi
Respondent(s): Blake Fry
Respondent Lawyers(s): Blake A. Fry
Arbitrator(s): O. Meredith Wilson
Hearing Site: Portland, OR
Expungement

2 Results

Display: