| 17-03366 | 06/21/2018 | Claimant(s): Larry Erlichman
Claimant Lawyers(s): G. Thomas Fleming
Respondent(s): James Gordon, Royal Alliance Associates.
Respondent Lawyers(s): Kerri L. Delgado, Oliver W. Bray
Arbitrator(s): Robert D. Sussin, Morris S. Getzels, Robert Edward Koondel
Hearing Site: Los Angeles, CA
|  | Expungement |
| 14-02766 | 04/04/2016 | Claimant(s): Melissa Conway
Claimant Lawyers(s): Robert L. Schibel
Respondent(s): Wells Fargo Advisors, Daniel Klein
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Robert D. Sussin, Norman Michael Garland, Robert Edward Koondel
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-00557 | 09/26/2014 | Claimant(s): John Wisener III & Christine Wisener Tru
Claimant Lawyers(s): Thomas Corcovelos
Respondent(s): Clinton Lord, Royal Alliance Associates., Lord Financial Services
Respondent Lawyers(s): G. Thomas Fleming III
Arbitrator(s): Roberta Haft, Edward A. Trabin, Robert Edward Koondel
Hearing Site: Los Angeles, CA
| | $0 |
| 12-02244 | 06/03/2014 | Claimant(s): Joseph Ellison
Claimant Lawyers(s): James A. Sigler
Respondent(s): J.P. Morgan Securities, JPMorgan Chase Bank, N.A.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Richard M. Norman, Robert Edward Koondel, George Herman Frisch
Hearing Site: Los Angeles, CA
| | |
| 08-04776 | 11/10/2011 | Claimant(s): Dudley Pepp
Claimant Lawyers(s): Michael St. Denis
Respondent(s): Bertrand Ginsberg, Russell Grossman, Sandra Morelli, Alliancebernstein Investments., Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sean M. Murphy
Arbitrator(s): Erik R. Siering, Robert E. Lawson, Robert Edward Koondel
Hearing Site: Los Angeles, CA
| | $0 |
