| 12-01627 | 01/23/2014 | Claimant(s): Jeffrey Sowles, Estate of Aune Sowles, Carleen Dunkle
Claimant Lawyers(s): Mark Cuker
Respondent(s): Henry Graham, Morgan Stanley, Lloyd Graham, The Graham Group
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Jacob Scherer, Bryan David Glass, Paul Allan Massaro
Hearing Site: Newark, NJ
|  | $0 |
| 10-02481 | 04/11/2011 | Claimant(s): Patricia Plesh
Claimant Lawyers(s): Patricia J. Plesh
Respondent(s): Citigroup Global Markets., Jay Oldham, Royal Alliance Associates., Lawrence Ruderman, Lloyd Graham, Philip King, Crowell, Weedon & Co., King Financial Services.
Respondent Lawyers(s): Barry M. Vrevich, Bernard B. Kornmehl, Elizabeth Lowery, Lloyd William Graham
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-00956 | 07/07/2010 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Lloyd Graham
Respondent Lawyers(s): Lloyd William Graham
Arbitrator(s): James D. Knotter
Hearing Site: Los Angeles, CA
| | |
