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FINRA Awards for Estate of Aune Sowles

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0162701/23/2014Claimant(s): Jeffrey Sowles, Estate of Aune Sowles, Carleen Dunkle
Claimant Lawyers(s): Mark Cuker
Respondent(s): Henry Graham, Morgan Stanley, Lloyd Graham, The Graham Group
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Jacob Scherer, Bryan David Glass, Paul Allan Massaro
Hearing Site: Newark, NJ
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