Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01881 | 07/30/2019 | Claimant(s): Kim Ngo Claimant Lawyers(s): Marc Schifanelli Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Lisa M. Bertain Arbitrator(s): Peter J Cohen, George Herman Frisch, Stephen Laughlin Eddy Hearing Site: Los Angeles, CA | ||
| 11-04735 | 01/31/2013 | Claimant(s): Flora Tisherman, Sanford Tisherman, Flora J. Tisherman IRA, Sanford A. Tisherman IRA Claimant Lawyers(s): Glenn J. Campbell Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch & Co.. Respondent Lawyers(s): Spencer S. Persson Arbitrator(s): Daniel David Kopman, Janice A. Salter, Stephen Laughlin Eddy Hearing Site: Los Angeles, CA |  | $300 |
| 09-04138 | 01/07/2013 | Claimant(s): Julia Hussey Claimant Lawyers(s): William J. Gladden Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Avi Stadler Arbitrator(s): Romaine L. Gardner, Carolyn A. Mann, Stephen Laughlin Eddy Hearing Site: Memphis, TN | | $0 |