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FINRA Awards for Marc Schifanelli

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0188107/30/2019Claimant(s): Kim Ngo
Claimant Lawyers(s): Marc Schifanelli
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Lisa M. Bertain
Arbitrator(s): Peter J Cohen, George Herman Frisch, Stephen Laughlin Eddy
Hearing Site: Los Angeles, CA
18-0187905/10/2019Claimant(s): Rose Mascarenhas
Claimant Lawyers(s): Marc Schifanelli
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): 0
Hearing Site: Chicago, IL

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